MVL | Course Details

Investment Banking (Foundation level)

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Investment Banking (Foundation level)

The participants will be introduced to the fundamentals of investment banking including asset products and liability products as well as capital markets. On completion of the program, the participants will be able to understand the intricacies, terminologies / jargons of investment banking/capital markets products, market processes.

Course contents
  • Financial markets
    • Brief introduction to financial markets including capital markets
    • Role of financial markets
 
  • Introduction to Investment banking
    • History of investment banking
    • Difference between commercial bank and investment bank
    • Investment banking product and services
      • Corporate finance (Equity and debt)
      • Mergers and acquisitions
      • Equity sales and fixed income sales
      • Equity syndication and debt syndication
      • Equity trading and fixed income trading
      • Equity research and fixed income research
      • Investment and portfolio management
      • Market concepts
        • Primary market vs. secondary market
        • Third market and fourth market
        • Order driven market vs. quote driven markets
 
  • Trade types
    • Exchange traded transactions
    • OTC transaction
    • Auctions
    • Private placements
    • Kerb deals, block deals, bulk deals
 
  • Terminologies
    • Interest
      • Floating
      • Fixed
    • Cap/Floor/Collar
    • Dividend
    • Yield To Maturity
    • Duration
    • Margin calls
    • Brokerage
    • Day count convention
    • Unscheduled holiday
    • DvP and PvP mechanisms
    • Trading book
    • Mark to market
    • Held for trading/available for sale/held till maturity
 
  • Entities in securities market
    • Issuer
    • Market Regulator/s
      • SEC USA
      • Other countries
    • Exchanges and indexes
      • What is listing on exchanges
      • What is traded on exchanges?
    • Participants
      • Banks and financial institutions
      • Mutual funds
      • Pension funds
      • Insurance companies
      • Corporates
      • Retail customers
      • Brokers
      • Custodians
        • Services provided by a custodian
    • Deal types
      • Exchange trading
      • OTC
 
  • Products types
    • Money Market
      • Treasury Bills
      • Certificates of deposits
      • Commercial paper
      • Bankers acceptances
      • Eurodollars
      • Repos and reverse repos
      • Federal funds
      • Brokers calls
    • Bond Market
      • Treasury notes
      • Government bonds/GSECS
      • Federal agency debt
      • Municipal bonds
      • General obligation bond
      • Industrial development bond
      • International bonds
      • Eurobonds
      • Corporate bonds
      • Mortgage backed securities (MBS)
      • Asset backed securities (ABS)
      • Collateralised Debt Obligation (CDOs)
      • Collateralised Loan Obligation (CLOs)
      • Collateralized Bond Obligation (CBO)
      • Pass through certificates (PTC)
      • Floaters/Reverse floaters
    • Debt products (in brief) 
      • Returns from bonds/fixed income securities
        • Coupon
        • Price appreciation
    • Equity products (in brief)
      • Common stock vs preferred stock
      • Basics
        • Listing and trading
        • Quotations
        • Bonus shares
        • Rights and warrants
        • American Depository Receipts (ADR) and Global Depository Receipt (GDR)
        • Dividends/withholding taxes
        • Splits/consolidation
        • Shelf registration/registration/prospectus/Red Herring Prospectus
        • IPO process:
          • Fixed price/book building/Auction/Dutch Auction
    • Mutual Funds (in brief)
      • Open/closed ended
      • Growth/dividend/balanced
      • Equity/liquid/diversified/sector
 
  • Investment banking product and services
    • Investment servicing
      • Investment services and support
      • Investment Accounting Solutions
      • Cash Management Services
      • Global Custody Services and Depository
        • Transaction processing and settlement
        • Safekeeping
        • Network management and information services
        • Account opening services
        • Corporate action services
        • Income collection services
        • Tax services
        • Proxy services
        • Real-time reporting
      • Fund Administration Services
      • Hedge Fund Services
      • Information Delivery
      • Investor, Policyholder and Fund Distributor Services
      • Private Equity Services
        • Private equity fund administration
        • Investor services
        • Performance analysis
        • Banking services
        • Regulatory support
      • Real Estate Investment Services
    • Investment operations
      • Transaction management (confirmation, settlement, failed trades)
      • Derivatives servicing and collateral management
      • Data management 
      • Corporate action processing across all custodians
      • Reconciliation and control
      • Investment recordkeeping
      • Information delivery and end-client reporting
      • Performance, analytics and risk
    • Investment Analytics 
      • Portfolio Performance Measurement & Attribution
      • Fund Performance Comparison
        • Time-weighted performance results
        • Money-weighted performance results
      • Investment Portfolio Analysis
      • Risk analytics
        • Alternatives Transparency
        • Exposure Monitoring
        • Multi-Asset Class Risk
      • Trading analytics
        • Venue Analysis
        • Equity Trade Cost Analysis
        • Fixed Income Cost Analysis
        • Foreign Exchange Cost Analysis
    • Investment compliance monitoring
      • Asset allocation and issuer concentration
      • Industry, sector and security investment limits
      • Credit quality and derivatives testing
      • Duration, VaR and other risk characteristics, leverage restrictions
      • Country and regional/state exposures and investment rules
      • Asset mix, tracking error, quality ratings
      • Corporate governance and industry regulations

Delivery mode
Classroom and Live Virtual Classroom (LVC) Mode
Duration
2 days
Course level
Foundation level
Course Price
Indian-10,000+18%GST; Foreign-USD400+18%GST

Contact US

MVL Consulting Private Limited

Address : #17, Laxman Villa Condominium, Paud Road, Pune, Maharashtra 411038 India 

Phone : +91 – 20 – 2546 6154

Phone : +91 – 20 – 2542 2874

Mobile: +91 – 9764 835 350

Email-id : info@mvlco.com

CIN No. : U31909MH1996PTC100429

 

Contact for Inhouse Programs

Head- Learning and Development

Name : Sangeeta Dokey

Phone : +91 9168 435 350

Email-id :sangeeta@mvlco.com

 

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